Using the Compliance Roadmap to Track Progress

The Roadmap breaks the audit process into five structured phases:

• Scope – Define audit boundaries, systems, and stakeholders.
• Risk Assessment – Document and evaluate risks.
• Design – Finalize policies and controls using AI-driven policy assessments.
• Implementation – Assign control owners and collect evidence.
• Operating Effectiveness – Test controls and resolve flagged issues.

Each phase includes tracking indicators to monitor status and readiness.

By following the roadmap, you can stay focused, resolve gaps efficiently, and stay aligned with your audit timeline.